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Part I: Policy and economic issues Part II: Pharmaceutical management Part III: Management support systems Planning and administration Organization and management Information management 48 Monitoring and evaluation 49 Pharmaceutical management information systems 50 Computers in pharmaceutical management Human resources management chapter 49 Pharmaceutical management information systems Summary 49.2 illustrations 49.1 Importance of a pharmaceutical management Figure 49-1 The information systems pyramid 49.4 information system 49.2 Figure 49-2 Flow of documents in a basic supply system Definition of a pharmaceutical management information PMIS 49.8 system • Functions of a pharmaceutical management Figure 49-3 PMIS information stages 49.15 information system • Data and information • Figure 49-4 Graph styles 49.16 The information systems pyramid Table 49-1 Information users and information needs 49.5 49.2 Meeting the information needs of users with different Table 49-2 Forms and records for a basic supply system requirements 49.5 PMIS 49.9 49.3 Typical components of a pharmaceutical Table 49-3 Proposed PMIS indicators for building a management information system 49.5 pharmaceutical supply system in Namibia: rational use of medicines and quality of care 49.11 Record-keeping documents • Data compilation/aggregation Table 49-4 Improving recording and reporting tools • Data-reporting forms • Feedback reports accuracy 49.12 49.4 Steps in designing or revising a pharmaceutical boxes management information system 49.7 Box 49-1 Steps in designing or revising a PMIS 49.10 49.5 Key issues in designing or revising a pharmaceutical Box 49-2 Job description for a pharmaceutical management management information system 49.10 information officer in Kenya 49.14 49.6 Implementing a pharmaceutical management Box 49-3 Example of information interpretation and information system 49.13 use 49.17 49.7 From information to action 49.15 country studies Processing data • Presenting information • Interpreting CS 49-1 Using the Electronic Dispensing Tool to manage information • Taking action pharmaceutical information at different levels of the References and further readings 49.17 health care system 49.6 Assessment guide 49.19 CS 49-2 Building a data management information system for MDR-TB surveillance in Brazil 49.13 annex Annex 49-1 Sample annual EMP status report 49.20 copyright © management sciences for health 2012 49.2 INFoRMATIoN MANAGEMENT suMMary The planning process for a new or revised pharmaceu- other issues to consider include— tical supply system should include a pharmaceutical • Selection of indicators to monitor system perfor- management information system (PMIS). The PMIS is mance and intended results (discussed in Chapter 48) an organized system for collecting, processing, reporting, • Integration of the PMIS with other data collection and using information for decision making. Information systems for each subsystem is collected by means of— • Computerization at appropriate levels • Record-keeping documents, a combination of regis- A successful PMIS requires effective use of the infor- ters, ledgers, and filing systems that typically are not mation generated, which includes— circulated • Information reporting forms, such as periodic status • Efficient data processing to reduce large amounts of reports, that transmit data to other departments or data to a manageable number of key indicators, often levels for use in making management decisions in summary tables • Feedback reports, also called analytical reports, that • Presentation of information in graphic form to sim- are usually provided to the units that collected the plify interpretation data • Interpretation of information to identify trends and Design or revision of a PMIS should be based on the potential problems differing information needs of users at each level of the • Appropriate use of technology (for example, e-mail, system and should build on existing forms, reports, and websites) to present and share information with a procedures as much as possible. Any forms should be wider audience in less time designed through a participatory process and field-tested • Action in response to both positive and negative with staff who will use them. results • Effective mechanisms to provide and receive feed- back 49.1 Importance of a pharmaceutical responsibility. They are unable to analyze and use many management information system of these data for improved decision making. Many factors affect the usability of these data, including data quality A good PMIS provides the necessary information to make and quantity (for example, missing or incomplete data or sound decisions in the pharmaceutical sector. Effective too much data to analyze effectively) or a manager’s lack pharmaceutical management requires policy makers, pro- of analytical skill. Therefore, many managers find them- gram managers, and health care providers to monitor selves making decisions based not on information but on information related to patient adherence, drug resistance, intuition. availability of medicines and laboratory supplies, patient This chapter focuses on the practical aspects of organiz- safety, postmarket intelligence, product registration, prod- ing and managing a routine pharmaceutical management uct quality, financing and program management, among information system. It should be read in conjunction with other issues. Chapters 48 and 50. Chapter 48 puts information manage- Coordinating the elements of a pharmaceutical supply ment into the broader context of monitoring and evaluating system requires relevant, accurate, and timely informa- program performance against long-term goals and objec- tion. Increased funding for HIV/AIDS, tuberculosis, and tives and against medium-term workplans and targets. malaria programs has contributed to the need for accu- Chapter 50 presents a variety of tools for analyzing data pro- rate and timely information on a variety of parameters duced by the PMIS. that affect the ability to conduct accurate quantification, procurement planning, budgeting, resource mobilization, Definition of a pharmaceutical management and program management. In addition, multiple donors information system require different data reports, complicating program man- agement. Because a pharmaceutical supply system uses The PMIS integrates pharmaceutical data collection and many forms and other documents, managers often feel the processing and presentation of information that helps as if they are buried under mountains of data and that staff at all levels of a country’s health system make evidence- filling in the forms and producing reports ends their based decisions to manage pharmaceutical services. 49 / Pharmaceutical management information systems 49.3 Incoming EMP Reports Headquarters We can’t use the data because because THE BAD DATA CYCLE Return for Feedback Reports Headquarters from Headquarters Those who collect data never see the results The data are so bad because The features that distinguish a PMIS from a logistics man- sector, not just activities related to procurement and agement information system include— inventory management • The ability to triangulate consumption data with clini- • The incorporation of patient-specific data in addition cal and patient-specific data to product-centered data • A focus on decision making for pharmaceutical ser- Functions of a pharmaceutical management vices, not just resupply information system • Information on outcomes related to medicine use, such as adherence, adverse drug reactions, and An effective PMIS is able to synthesize the large volume of pharmaco vigilance, that affect pharmaceutical policy data generated by pharmaceutical management operations. and selection decisions, including individualized treat- It then processes the data into information for use in plan- ment options ning activities, estimating demand, allocating resources, and • overarching information about the pharmaceutical monitoring and evaluating pharmaceutical management sector, such as a summary of available professionals/ operations. This information is often in the form of a few key personnel, outlets, legislation status, and distribution indicators. Indicators should be targeted toward staff at all of personnel and facilities levels so that they can monitor both their own performance • Varied data sources from the whole pharmaceutical and that of the units for which they are responsible. 49.4 INFoRMATIoN MANAGEMENT Another important function of a PMIS is to improve Figure 49-1 The information systems pyramid accountability. Much of the recording and reporting in a PMIS is intended to create an audit trail for products as they enter or leave a pharmaceutical supply system. Data and information Periodic Queries Executive Strategic Planning An understanding of the distinction between data and Level information is necessary to appreciate how a management information system functions. Data represent real-world observations or measurements. Data, in and of themselves, Scheduled and Management Management often have little value and take on meaning only after they On-Demand Information Systems Control are processed into a more usable form. Information is a Reports meaningful aggregation of data that can be interpreted for a specific use. In other words, information is processed data Transaction Operational Systems Operational that contains sufficient context to make it meaningful. The Data ➤ Selection ➤ Organization Control tools in Chapter 40 are intended primarily to aggregate data ➤ Procurement ➤ Financial Management into useful information. ➤ Distribution ➤ Information Management For example, data from a health center reveal that 3,000 ➤ Use ➤ Personnel Management co-trimoxazole tablets were distributed last month. Is this consumption level abnormal? Without analysis, this ques- tion would be difficult to answer. The data can be converted procurement, personnel, financial management, or stock to information by comparing the 3,000 tablets distributed control (see the sample report format in Annex 49-1). with the number distributed the previous month, say 1,000. Information provided by the MIS helps managers answer This interpretation could then be expressed as a 300 percent questions such as the following— increase in co-trimoxazole distribution. But information is indicative, not prescriptive. The manager must analyze the • How do expenditures compare with the budget at a complete context and make decisions. given level of operation? In a PMIS, data are routinely collected on a common set of • How effective is the inventory control system in elimi- indicators, usually expressed as proportions or rates. Some nating stockouts and cutting stock losses? of these indicators measure performance toward objectives, • What is the delivery performance over the last period? whereas others may measure process efficiency. • Are the trends generally favorable, or are indicators worsening? The information systems pyramid Information at this level may demonstrate reduced accu- Viewing information systems as a pyramid may be helpful racy because errors might be introduced during the consoli- (Figure 49-1). At the base of the pyramid are operational dation of data, so a certain level of variation is normal. systems. These include subsystems—procurement, distri- The highest level of the information systems pyramid is bution, financial management, medicine use—that handle the executive level. At this level, the system further summa- data at the transactional level. Every item that moves in and rizes management information for use in strategic planning out of inventory must be tracked, and decisions must be and policy making. The executive level of the MIS typically made about how much to supply to a health facility, when to generates program-wide information on how effective the re order, and how much to bill. This level is characterized by organization is in accomplishing its mission. Systems at this a high volume of data that must be recorded and processed, level track a limited number of indicators, less frequently. usually daily and at the time of transaction. Data recording They provide users with the tools, such as total cost analysis accuracy is very important at this level because every unit of and price comparison analysis (see Chapter 40), to perform medicine matters. periodic queries on data at every information-system level, The next level of the pyramid is formed by management either to investigate the causes of problems or to perform information systems (MIS). These systems typically pro- “what if” analyses to test the effect of changes in strategy. vide summaries of operational data on a periodic basis (for Some of the strategic questions that can be answered with example, monthly or quarterly) to help managers of spe- executive-level information include the following— cific departments monitor the performance of their units. Annual reports often summarize information on key indi- • Should the transport and delivery function be con- cators from many different operational subsystems, such as tracted out?
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