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chapter 5 vector analysis of musical intervals the intervals between musical notes can be regarded as vectors in a vector space intervals in the diatonic scale have natural 1 2 ...

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             Chapter 5
             Vector Analysis of Musical
             Intervals
               The intervals between musical notes can be regarded as vectors
               in a vector space. Intervals in the diatonic scale have natural
               1-, 2- and 3-dimensional vector representations, and there are also
               natural mappings from 2 to 1, 3 to 1 and 3 to 2 dimensions. The
               kernel of the natural 3D to 2D mapping is generated by the syn-
               tonic comma which equals 81/80. The Harmonic Heptagon
               provides a compact visualisation of all the consonant relationships
               between notes in the diatonic scale, and a trip once around the
               heptagon corresponds to one syntonic comma.
             5.1    Three Different Vector Representations
             When I first started trying to understand all the relationships between notes
             on the diatonic scale, there seemed to be almost too many different ways to
             describe the intervals between pairs of notes.
                (The analysis in this chapter applies to the diatonic scale; however, for
             the sake of concreteness, all examples are based on the white notes scale, i.e.
             C, D, E, F, G, A, B.)
                Firstly, an interval between two notes can be described as the logarithm
             of the frequency ratio between the notes. On the well-tempered scale all
                                        √
             intervals are integral powers of 12 2, so this is equivalent to a simple count
             of semitones. For example, the interval from a C to the next higher G is 7
             semitones (i.e. the ratio 27=12).
                The representation as a count of semitones can describe all possible in-
                                       c
                                Copyright 
2004, 2005 Philip Dorrell     87
        Vector Analysis of Musical Intervals
        tervals, but it does not take into account the structure of the diatonic scale.
        Some steps from one note to the next are tones, and some are semitones. So
        a second formulation is to count the number of tones and semitones in an
        interval separately. For example, the interval from a C to the next higher G
        would be 3 tones and 1 semitone.
           So far, we have two ways to describe intervals between notes, yet neither
        of them says anything about the most important feature of musical intervals,
        which is that chords, harmony and the repeating structure of the scale are all
        based on intervals that correspond to simple fractional ratios of frequencies.
        For example, the interval from C to the next higher G corresponds to a ratio
        of approximately 3/2.
           Thesesimplefractionalratiosformthebasisofathirdrepresentation. The
        third representation is different from the other two, because it only applies to
        some intervals—only the consonant intervals have obvious representations as
        fractional ratios. Any ratio assigned to other intervals is somewhat arbitrary,
        and there is no best way of making such an assignment to all intervals.
           Toanalysetherelationshipsbetweenthesethreerepresentationsofmusical
        intervals—semitones, semitones plus tones, and fractional ratios—we need
        a common framework for specifying them. Luckily there is a ready-made
        mathematical structure that we can use: each of the three representations
        defines a vector space.
        5.1.1    What is a Vector Space?
        Vectors are mathematical objects with magnitude and direction. Vectors
        canalsobeformulatedintermsofcomponents. Thecomponentformulation
        will turn out to be more useful for the current analysis. Also the vector spaces
        that we will define are all finite dimensional, which makes everything a lot
        easier.
           Wecan define a finite dimensional vector space V as follows:
           • The vector space has some number n of dimensions. We say that V is
              n-dimensional, or nD for short. (The only values for n that we use in
              this chapter are 1, 2 and 3.)
           • A vector belonging to an n-dimensional vector space V has n compo-
                                                 1
              nents. Each component is a number. We can write the components as
              a comma-separated list in brackets; for example, (2;3) is an example of
              a vector belonging to a 2-dimensional vector space, and (−1;0;5) is an
              example of a vector belonging to a 3-dimensional vector space.
           • Twovectorsfrom the same space V are equal if and only if all their cor-
              responding components are equal. (We can say that equality is defined
           1Generally a real number, although most of the components of the vectors we are
        dealing with will be integers.
        88
                                                       Three Different Vector Representations
                      componentwise.) For example, (3;2;1) = (3;2;1) but (3;2;−1) 6=
                      (3;1;−1) because the second components 2 and 1 are not equal.
                    • Vectors from a vector space V can be added together by adding their
                      corresponding components. For example, (1;0;−2) + (3;3;4) = (1 +
                      3;0+3;−2+4)=(4;3;2),and(3;4)+(1;−3)=(4;1), as in Figure 5.1.
                      (Thus addition is componentwise.)
                    • A vector from a vector space can be multiplied by a number, often
                      called a scalar to distinguish it from a vector, by multiplying each of
                      its components by the number. This is called scalar multiplication.
                      The scalar is normally written on the left of the multiplication. For
                      example, 4×(1;0;−2)= (4×1;4×0;4×−2)=(4;0;−8),and3×(2;1)=
                                             2
                      (6;3) (see Figure 5.2).  (Scalar multiplication is also componentwise.)
                      Note that the definition of scalar multiplication is consistent with the
                      definition of addition, in that, for example, 2x = x + x for any vector
                      x belonging to a vector space V .
                    Wealso want to define an n-dimensional point space. Just like a vector
                in a vector space, a point in an n-dimensional point space can be written as
                a list of n components, where each component is a number. The important
                difference between a point space and a vector space is that they have different
                operations defined on them. There is no way to add points to each other or
                to multiply points by a scalar. We can, however, add a point to a vector to
                get another point, which we do by adding corresponding coordinates (exactly
                as for vector addition—see Figure 5.3).
                    In any vector space there is a well-defined zero vector 0 which is the vector
                whose components are all zero. For every vector x, x +0 = x, and for every
                point p, p + 0 = p. In a point space there will be a point called the origin,
                which has all components 0, but if we are choosing coordinates for a space, it
                                                                                              3
                is somewhat arbitrary which point in the space we choose to be the origin.
                    In our musical point spaces, the points in each point space will represent
                musicalnotes, andthe vectorswillrepresentintervalsbetweenpairsofmusical
                notes. We will generally choose the note middle C to be the origin in the
                coordinate systems of our point spaces. Note that some of our point spaces
                   2In this book I use three different notations for multiplication. For example, to multiply
                2 by x we can write 2x or 2·x or 2×x. Sometimes in mathematics different multiplicative
                notations are used for different types of multiplication, but here we are not defining more
                than one kind of multiplication for any pair of mathematical objects that can be multiplied
                together. The first notation is the most compact, but it cannot be used to multiply numbers
                (3 ×2 6= 32); the “dot” notation is the next most compact, and is OK as long as there is
                no danger of confusing the dot with a decimal point; and the traditional “×” is the least
                compact but most explicit notation. (“·” and “×” are also standard notations for different
                ways of multiplying vectors together, but there is no multiplication of vectors by other
                vectors in this book, so we can get away with using them to represent numerical and scalar
                multiplication.)
                   3To put it another way, there is no operation that we are allowed to define on the point
                space that can actually tell us whether or not a point is the origin.
                                                                                             89
    Vector Analysis of Musical Intervals
                      (1,-3)
            (3,4)
                (4,1)
           Figure 5.1. Vector addition: (3;4)+(1;−3) = (4;1).
                      (2,1)
                (2,1)    (6,3)
         (2,1)
         Figure 5.2. Vector scalar multiplication: 3 × (2;1) = (6;3).
    will have multiple points representing each note, in which case it will be more
    precise to say that we will choose an origin such that the origin represents
    middle C (and other points in the point space may also represent middle C).
      Having done the theory, we can see what vector spaces and corresponding
    point spaces we get from our three representations of musical intervals.
    90
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