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advances in physiotherapy 2002 4 23 36 diversity in neurological physiotherapy a content analysis of the brunnstrom bobath controversy ant t lettinga institute of human movement sciences university of groningen ...

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          Advances in Physiotherapy 2002; 4:23–36
          Diversity in Neurological Physiotherapy: A
          Content Analysis of the Brunnstrom/ Bobath
          Controversy
          ANT T. LETTINGA
          Institute of Human Movement Sciences, University of Groningen, Groningen, The
          Netherlands
           Abstract                                     language in order to prevent the partici-     ordering therapeutic techniques, goals
                                                        pants from talking at cross-purposes.         and rationales in a speciŽc way. This
          Physiotherapy offers a great variety of       This paper, however, introduces an al-        ‘‘discourse’’ analytical approach throws
          movement therapies for patients with          ternative approach to clarifying dis-         a new light on the nature of diversity
          the same medical diagnosis, some of           agreements     in   physiotherapy      by     articulated in neurological physiother-
          which appear to be diametrically op-          presenting an analysis of a well-known        apy.
          posed to each other. Many therapies           controversy – the Brunnstrom:Bobath
          have branched out into new derivative         debate – as an example. Rather than           KEY WORDS: Content analysis – con-
          forms of treatment without settling the       applying a single language believed to        troversy – discourse – effectiveness re-
          arguments    with   their  predecessors.      beneutral to both therapies, the content      search – history – movement therapy –
          Many experts argue that the initial step      of Bobath and Brunnstrom’s textbooks          philosophy of science and medicine –
          in dealing with this problem of diversity     has been contrasted as if these were          stroke rehabilitation – uniform lan-
          is to establish a uniform, unequivocal        written in two different languages, each      guage.
                                                                               researchers also compare diverging therapies in terms
          INTRODUCTION                                                         of general oppositions. Particularly in stroke rehab-
          Physiotherapists who want to train the loss of move-                 ilitation, competing movement therapies have been
          ment skills of patients following stroke can choose                  compared as if they were closed packages (5–8).
          from a variety of treatment possibilities. There are                 Nowadays more and more professionals are starting
          indeed many alternatives in physiotherapy, not only                  to question the value of effectiveness research in
          for patients with neurological disorders (1,2), but                  which the relationships between the therapies com-
          also for many other diagnostic groups (3,4). The                     pared are so vaguely deŽned (9–14). According to
          difŽculty, however, is that differences and similarities             these authors, effectiveness research is not just a
          between available therapies are seldom mapped out                    matter of methodological and statistical expertise,
          in detail. In movement therapy for patients following                but requires a detailed understanding of the content
          a stroke, for instance, controversies are articulated in             and assumed working mechanisms of the therapies
          general opposing standpoints such as muscle educa-                   scrutinized.
          tion vs. neurophysiological facilitation, inhibition vs.                It has been argued that physiotherapy should map
          stimulation of spasticity, or authority-based vs. evi-               out its content and articulate the differences and
          dence-based. Hence public debate between propo-                      similarities between competing therapies in a uni-
          nents of diverging therapies often end up highlighting               form, unequivocal professional language. Rose (15),
          the strengths of their own preferred therapy and                     for instance, wrote in 1986 that common terms such
          attacking the others on their weaknesses.                            as movement dysfunction, muscle imbalance, weak-
            Over the past two decades clinical researchers have                ness and spasticity must be clariŽed and opera-
          been called in to objectify which therapy produces                   tionally deŽned before the content of therapies can
          the best effect. More often than not, however, these                 be exposed and systematically described. Contempo-
          © 2002 TAYLOR & FRANCIS ISSN 1403-8196                                                                                             23
         ANT T. LETTINGA                                                                         Advances in Physiotherapy 4 (2002)
         rary experts seek alliance with internationally ac-        this tradition, the ‘‘real’’ meaning of a text is recog-
         cepted health classiŽcations, such as the International    nized as an illusory or at least as an inŽnitely renego-
         ClassiŽcation of Impairments, Activities and Handi-        tiable concept (21).
         caps (ICIDH2) and attempt to adjust these to the              In abandoning the notion of writers of texts as
         speciŽc   requirements   of   physiotherapy    (16,17).    central ‘‘meaning makers’’ I adopt the notion of
         Heerkens et al. (16), for instance, expected that the      decentred subject as elaborated by the French
                                                                                           1
         use of such a uniform language ‘‘facilitates develop-      philosopher Foucault. In his ‘‘discourse’’ analyses of
         ments, for example, in the areas of registration           medicine he did not attempt to understand the mean-
         (record-keeping), treatment protocols, and research        ing of a statement by focusing on ‘‘the treasure of
         into the effects of physical therapy interventions’’ (p.   intentions that it might contain, revealing and con-
         431).                                                      cealing, but by the difference that articulates it upon
           In this article I will introduce an alternative ap-      the other real or possible statements, which are con-
         proach for mapping out the contents of movement            temporary to it or to which it is opposed in the linear
         therapies, one that is more or less at odds with the       series of times’’ (20, p. xvvii). A discourse can be
         establishment of a uniform professional language.          articulated as a system of linguistic and material
         Rather than trying to capture the relations between        entities mutually informing and performing on each
         diverging therapies in a single, so-believed ‘‘neutral’’   other (23). Like Foucault I make no attempt to
         language, their competing knowledge claims and re-         understand statements (for instance, those of Bobath)
         lated practices will be analysed as if these were          on the basis of the wealth of intentions they contain,
         described in different languages, each ordering thera-     but rather on the basis of the difference with other
         peutic reality in their own speciŽc way. To demon-         possible statements of the same subject matter (for
         strate this discourse analytical approach, the example     instance those of Brunnstrom). That is, I shall com-
         of two seemingly opposite views on the treatment of        pare the content of Bobath and Brunnstrom’s text-
         patients with spastic hemiplegia, namely Brunnstrom        books as different discourses, each ordering the
         (18) and Bobath’s view (19), will be used, but Žrst a      movement problems of stroke patients, the therapeu-
         brief account of the background of discourse analysis      tic techniques, the desired outcomes and accompany-
         will be presented.                                         ing rationales in a particular way. Thus, rather than
                                                                    trying to understand key words in neurological phys-
         DISCOURSE ANALYSIS                                         iotherapy from a referent’s point of view, I attempt
         There is a traditional trend in analytical work            to explore them by analysing how they are both
         whereby the content of texts is interpreted with the       similar to, and different from, key words in other
         purpose of detecting the ‘‘real’’ message of the           statements about the same subject matter. Here I will
         writer. According to this tradition I could, in the new    show how such a comparative, discourse analytical
         millennium, argue with the defenders or critics of         approach may clarify disagreements in neurological
         Bobath and Brunnstrom therapies about what these           physiotherapy without using predetermined opera-
                                                                    tional deŽnitions of terminology. This means that we
         authors exactly meant by their statements about            have to begin with uncertainty, and little by little
         movement therapy for stroke patients in the 1970s.         attempt to understand how terms and techniques,
         But I have no desire to join in an argument about          words and things, deŽne one another within particu-
         what Bobath and Brunnstrom did or did not really           lar discourses, in this case the Brunnstrom and Bo-
         say in their textbooks. In addition I do not intend to     bath ‘‘discourses’’.2
         spend time assessing the value of their statements.
         Instead I will begin my analytical work by placing         THE CONTENT OF THE
         the questions concerning the ‘‘real’’ meaning and          BRUNSTROM/ BOBATH CONTROVERSY
         ‘‘validity’’ of their statements in parentheses. In do-    The content of Bobath and Brunnstrom’s textbooks
         ing so I am following another trend in textual analy-      will be compared as different discourses by: (i) trac-
         sis set by theorists of science and medicine who           ing their adversaries; (ii) focusing on the key terms in
         regard texts as having a life of their own (20–25). In     which the competing treatment views are formu-
         24
        Advances in Physiotherapy 4 (2002)                                      DIVERSITY IN NEUROLOGICAL PHYSIOTHERAPY
        lated; (iii) unravelling the intertwinement of terms     what muscle re-education implies; she does no more
        and techniques; and (iv) exploring the different ways    than indicate that it is applied in the training of
        scientiŽc principles Žnd a place in, and give shape to,  patients with lower motor neuron lesions, and we
        the content of both therapies.                           know that hemiplegia is usually the result of lesions
                                                                 in the upper motor neuron.
        Strength is a poor criterion                               In chapter 2 Brunnstrom returns to this issue by
        Like many innovations, new movement therapies do         explaining why muscle tests – originally devised by
        not appear out of the blue. More often than not they     Dr R. W. Lovet to assess progress in post-poliomyeli-
        come into being as a reaction to limitations of previ-   tis patients – are poor tests for assessing progress in
        ous endeavours to counter particular problems. Trac-     patients with hemiplegia. The testing criterion of the
        ing these adversaries and analysing the arguments        well-known muscle test is strength as measured by
        advanced for or against them is a way of opening up      the patient’s ability to perform individual joint move-
        the content of therapies. In both Brunnstrom and         ments with gravity eliminated, against gravity, and
        Bobath’s textbooks traces of arguments with their        against gravity and added resistance. Brunnstrom
        predecessors can be found, and it is with some of        articulates, however, that: ‘‘In hemiplegia individual
        these arguments we begin this discourse analysis.        joint movements cannot be performed as long as
                                                                 spasticity is present; therefore movement patterns,
        Brunnstrom. ‘‘This book is the outcome of a special      not individual joint movements, must be tested’’ (18,
        interest in patients with neuromuscular disorders,       p.  35). Clinical  experience also indicates that
        which dates from World War II. After the war, the        strength might vary a great deal according to numer-
        large number of stroke patients encountered in reha-     ous circumstances, such as the lying, sitting or stand-
        bilitation clinics prompted me to turn my attention      ing position of the patient with spastic hemiplegia
        particularly to the problems of patients with hemi-      and the position of limb segments with respect to
        plegia who seemed to respond poorly to conven-           each other. According to Brunnstrom, strength per
        tional techniques’’. In these two sentences taken from   se, therefore, cannot be used as a testing criterion for
        the preface to her textbook Movement Therapy in          patients with hemiplegia. Instead it should be based
        Hemiplegia: a Neurophysiological Approach (18),          on the typical recovery stages of these patients, as
        Signe Brunnstrom describes her motives for develop-      described by the neurologist, Twitchel (28).
        ing a new therapy for patients with hemiplegia. But it     Let us now return to our questions. Which training
        is not the intention here to explore further her mo-     is insufŽcient, according to Brunnstrom, for the treat-
        tives and intentions – for example by attempting to      ment of patients with hemiplegia? The answer is the
        answer the question why this Swedish educated ther-
        apist went to America and decided to combine her         muscle re-education techniques employed for the
        therapeutic work with research activities. Rather we     treatment of the movement problems of post-
        will explore in more detail the content of her sen-      poliomyelitis patients. And why are they insufŽcient
        tences by focusing on such questions as ‘‘which          for training patients with hemiplegia? Because they
        training techniques are conventional according to        focus their attention on individual joint movements,
        her?’’ and ‘‘why does she label them as poor and         andexperiencetellsusthatindividualjointmovements
        conventional?’’                                          cannot be performed as long as spasticity is present
           Chapter 1 of her book contains an answer. There       in hemiplegic patients. Furthermore muscle re-educa-
        we encounter a conventional type of training that is     tion makes use of muscle strength for assessing pro-
        conceived of as being ‘‘poor’’ for training patients     gress, but the strength of individual muscle groups
        with hemiplegia. In Brunnstrom’s words: ‘‘patients       cannot be reliably tested in patients with spastic
        with hemiparesis did not respond very well to ‘mus-      hemiplegia. Assessment and treatment of patients
        cle re-education’ as employed by physical therapists     with spastic hemiplegia should therefore concentrate
        in the training of patients with lower motor neuron      on movement patterns, which manifest themselves
        lesions’’ (18, p. 22). She does not explain, however,    during the typical recovery stages of these patients.
                                                                                                                   25
         ANT T. LETTINGA                                                                        Advances in Physiotherapy 4 (2002)
         Bobath. In the post-war years the physiotherapist         involved in strengthening muscles reinforces the few
         Berta Bobath, supported by her neurologist husband        abnormal postural patterns of exor and extensor
         Karl Bobath, also developed a movement therapy for        spasticity, which leads to a static function at the
         patients with lesions of the upper neuron. It has been    expense of dynamic control.
         said that it was in the same period that they began a        So which conventional training is, according to
         new life in Britain. But in this case too I will not go   Bobath, insufŽcient for treatment of patients with
         into the personal circumstances and historical forces     hemiplegia? The answer is the heavy resistance exer-
         that made the Bobaths decide to leave the European        cises employed to counter reduction of muscle vol-
         continent to go overseas and develop a movement           ume in the weakened muscles of post-poliomyelitis
         therapy for patients with central neurological disor-     patients and patients with orthopaedic conditions.
         ders. Instead I will concentrate on the content of        And why are they regarded as contra-productive in
         Bobath’s textbook, entitled Adult Hemiplegia: Eval-       patients with spastic hemiplegia? Because the effort
         uation and Treatment (19,29), looking for state-          used only adds to the dominance of the abnormal
         ments in which she relates her new therapy to that of     patterns of exor and extensor spasticity, and thus
         conventional therapy. One conventional therapy,           prevents patients from employing more normal
         which she labels as ‘‘the concept and assessment of       movements. Thus also Bobath states in her textbooks
         muscle power’’ (19, p. 18), resembles muscle educa-       that therapists should understand hemiplegic pa-
         tion therapy as articulated in Brunnstrom’s book.3        tients’ movement behaviour in terms of movement
           Bobath argues – as does Brunnstrom – that: ‘‘The        patterns rather than in terms of muscle strength.
         testing of muscle power of individual muscles, such
         as done in poliomyelitis and other conditions of          Spasticity is not the issue
         muscle weakness, is unreliable for hemiplegic pa-         Bobath and Brunnstrom thus developed their move-
         tients’’ (19, p. 18). Weak muscles of patients with       ment therapies as a reaction to limitations of conven-
         spastic hemiplegia may be capable of contracting          tional muscle strengthening exercises. However, they
         strongly when participating in a mass exion or           not only had an enemy in common: they were also
         extension movement pattern, but at the same time          each other’s adversaries. Although both authors kept
         may be incapable of generating strength in move-          patterns of movement in mind rather than localized
         ments that deviate from these spastic patterns. Ac-       muscles when assessing the movement problems of
         cording to Bobath: it is the counteraction of spastic     patients with spastic hemiplegia, they dealt with the
         antagonists rather than the disuse atrophy that           patterns in two contradictory ways. In public debates
         should be held responsible for the weakness of the        this contradiction is often articulated in the trade-off
         hemiplegic muscles. ‘‘Atrophy of muscles through          ‘‘discouraging’’ vs. ‘‘encouraging spasticity’’. Here
         inactivity can develop very quickly in traumatic and      we will try to gain a deeper insight into this contro-
         in some orthopaedic conditions, especially after long-    versy by focusing on the key terms and exploring
         term immobilization in casts and braces. It is rare in    how they are both similar to and different from one
         cases of spasticity where the peripheral nerve supply     another. Thus we will not concentrate Žrst and fore-
         is intact and circulation to muscles not interfered       most on the conicting statements themselves but
         with’’ (19, p. 19). For these reasons, she considers      more on their constituent elements. In doing so we
         the weakness of muscles in hemiplegia and the need        dissociate ourselves from the idea that in order to
         for strengthening exercises as a problem secondary to     clarify the dispute key terms must have a clear mean-
         that of abnormal co-ordination in postural control        ing set in advance.
         and movement. The patient’s primary problem is
         ‘‘not a lack of muscle power on the affected side, but    ‘‘Spasticity’’. ‘‘Heavy resistance exercise (31), irradia-
         the inability to direct the nervous impulses to his       tion (32), and the use of associated reactions and
         muscles in the many varied ways and in the different      mass synergies (33) may be useful means of strength-
         combinations of patterns used by a person with an         ening weak and unresponsive muscles, but should be
         intact central nervous system’’ (19, p. 59). The effort   avoided in the case of patients with upper motor
         26
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...Advances in physiotherapy diversity neurological a content analysis of the brunnstrom bobath controversy ant t lettinga institute human movement sciences university groningen netherlands abstract language order to prevent partici ordering therapeutic techniques goals pants from talking at cross purposes and rationales specic way this offers great variety paper however introduces an al discourse analytical approach throws therapies for patients with ternative clarifying dis new light on nature same medical diagnosis some agreements by articulated physiother which appear be diametrically op presenting well known apy posed each other many have branched out into derivative debate as example rather than key words con forms treatment without settling applying single believed troversy effectiveness re arguments their predecessors beneutral both search history therapy experts argue that initial step brunnstroms textbooks philosophy science medicine dealing problem has been contrasted if these ...

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